Programme In Securities Operations And Risk Management

Course Overview

This course provides a practical understanding of the Indian securities market, covering market participants, financial instruments, SEBI regulations, trade execution, clearing and settlement, risk management, and investor protection.

Course Objectives

• Understand the structure and functioning of the Indian securities market.
• Identify key market participants and financial instruments.
• Learn the trade life cycle, including order management, clearing, and settlement.
• Understand SEBI regulations, compliance, risk management, and regulatory reporting.
• Gain knowledge of investor protection, grievance handling, margins, and settlement processes.

Course Highlights

• Indian Securities Market Structure & Operations
• Market Participants & Financial Instruments
• SEBI Regulations & Compliance
• Trade Execution, Clearing & Settlement
• Risk & Margin Management
• Auctions & Settlement Failure Handling
• Investor Grievance & Protection Mechanisms
• Broker & Intermediary Services